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Richard Sargeaunt

Phone: (609) 924-2049
Fax: (609) 924-0649
Mobile Phone:Cell (908) 500-3412
E-mail: rsargeaunt@ncfg.com

Has something happened to you lately that made you recognize your mortality or the need to be more serious about money: a death, an inheritance, a divorce, a health problem or a job change?

If it has, you might find it helpful to meet with a Financial Advisor who first wants to try to understand your goals, and then after that, together we can start to think about using money to help implement those goals.

When I started in this business, there was brokerage and commissions.¹Then the profession moved to advise - not products. My core value is a "third way" - designing long term, diversified approaches, with the financial planning and product assistance to help set you on your own path to financial success.² This creates an ongoing collaborative relationship with personalized service, education, reassurance, and integrity.

Royal Alliance³offers the size and stability the big players deliver combined with my own autonomy, so clients don't feel they are part of a behemoth. Client relationships start with an honest evaluation of your needs - not only now but for five or ten years down the road.

Let's get started.

¹Prior financial advisory experience includes employment with Morgan Stanley, JPMorgan and The Bank of New York.

²Services offered include: Personal Retirement Plans (Rollovers, Transfers and IRAs) Mutual Funds, trusts, annuities, stocks, bonds, UITs, 529 Plans, Employer Sponsored Retirement Plans (Pensions Plans, Profit Sharing, 401(K), 403(b), and 457), life insurance and money market funds.

³Headquartered in New York City, Royal Alliance is a leading independent broker-dealer, with more than 2,400 financial advisors who service more than $30 billion in account assets.

4 Currently hold the following registrations: General Securities (Series 7), Registered Investment Advisor (Series 66), Insurance Licenses: Life and Health Authorities and National Commodities/Futures (Series 31).

Securities offered through Royal Alliance Associates, Inc., member FINRA/SIPC. Advisory services offered through New Century Financial Group, LLC a registered investment advisor not affiliated with Royal Alliance Associates, Inc. Insurance services offered through American Financial by Richard Sargeaunt as a licensed agent independent of Royal Alliance Associates, Inc.

New Century Financial Group, LLC ("NCFG") is a registered investment adviser with it’s principal place of business in the State of New Jersey. NCFG and its representatives are in compliance with the current registration requirements imposed upon registered investment advisers by those states in which NCFG maintains clients. NCFG may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. This website is limited to the dissemination of general information pertaining to its investment advisery/management services. Any subsequent, direct communication by NCFG with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of NCFG, please contact the U.S. Securities Exchange Commission www.adviserinfo.sec.gov.

This communication is strictly intended for individuals residing in all 50 States. No offers may be made or accepted from any resident outside the specific state(s) referenced. IMPORTANT CONSUMER INFORMATION A Broker/dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, BD agent, or IA registration requirements as appropriate. Follow-up, individualized responses to persons in a sate by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker/dealer, investment, adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.

For additional information about NCFG, including fees and services, send for our disclosure statement as set forth on Form ADV from NCFG using the contact information herein. Please read the disclosure statement carefully before you invest or send money.

SIPC / FINRA

PLEASE NOTE:The information being provided is strictly as a courtesy. When you link to any of the web sites provided here, you are leaving this web site. NCFG and Royal Alliance Associates, Inc., make no representation as to the completeness or accuracy of information provided at these web sites. Nor are these companies liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, web sites, information and programs made available through this web site. When you access one of these web sites, you are leaving NCFG’s web site and assume total responsibility and risk for your use of the web sites you are linking to.